7 Fundamental Questions: Revised Edition
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Compare Investment Accounts. The offers that appear in this table are from partnerships from which Investopedia receives compensation. Related Terms Series 63 The Series 63 is a securities exam and license entitling the holder to solicit orders for any type of security in a particular state.
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Series 57 The Series 57 is an exam and license that entitles the holder to actively participate in equity trading. Series 6 The Series 6 is a securities license entitling the holder to register as a company's representative and sell mutual funds, variable annuities and insurance premiums. Series 26 The Series 26 is a securities exam and license entitling the holder to supervise those who sell funds, variable annuities and variable life insurance.
Series 24 The Series 24 is an exam and license entitling the holder to supervise and manage branch activities at a broker-dealer. Series 31 The Series 31 is an exam and securities license entitling the holder to sell managed futures funds or supervise those activities. Partner Links.
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